» Investment Regulation

Who Is an Accredited Investor? Business owners and managers searching for investors to boost their business with capital should understand the Securities Act of 1933 and its influence on capital-raising avenues. As mentioned in our previous article,… Read More

What Is General Solicitation? As a business owner seeking strategies to fuel growth, you might find traditional fundraising avenues too restrictive for your ambitions. Enter “general solicitation” — a strategy that, when properly structured, co… Read More

What Is an Unregistered Finder? As a small business owner, facing the challenge of connecting with investors to raise capital for growth and expansion is common. You might find yourself in a situation where the amount you’re seeking is too low to a… Read More

What is an Exempt M&A Broker-Dealer? As a business owner envisioning growth for your company, you may eventually reach a crossroads where expanding means either merging with a competitor or acquiring a new venture. These pivotal moments can resha… Read More

What Is a Registered Broker-Dealer? Imagine your business is right on the edge of something huge, staring down choices that could change your game in the market. Maybe it’s thinking about a merger, getting into a new partnership, eyeing an acqu… Read More

What is a Venture Capital Fund Under the Dodd-Frank Wall Street Reform and Consumer Protection Act? The financial meltdown of 2007/2008 remains one of the gravest crises since the 1929 stock market crash. It unfolded from predatory lending by US bank… Read More

Empowering Your Growth: Launch of Our Investment Regulation Series At Wilkinson Law LLC, our core mission remains unwavering: to provide business owners with the essential legal support and documentation they need to fund, grow, protect, and eventual… Read More

What is a Registered Investment Advisor Under the Investment Advisers Act of 1940? When your business’s investment portfolio stands on the brink of a new era, facing uncharted territories, every path seems laden with potential. Yet, unbeknownst to… Read More